Uncategorized

April 4, 2016

The 7 Deadly Sins of Market Abuse (Part VI): Dissemination

April 4, 2016

PRA consults on building societies’ treasury and lending activities

April 4, 2016

ESMA says don't exclude ETDs from MiFID II trading venues and CCPs

April 4, 2016

ESMA updates its EMIR Q&A

April 4, 2016

FinCEN Proposes to Amend Definition of Broker-Dealer in Securities to Include Funding Portals

April 1, 2016

French government aims to raise the ceiling of equity fundraising

April 1, 2016

PRA publishes monthly regulatory digest

April 1, 2016

IOSCO Updates Information Repository for Central Clearing Requirements for OTC Derivatives

April 1, 2016

ESMA publishes updated Q&A on the Market Abuse Directive

April 1, 2016

The 7 Deadly Sins of Market Abuse (Part V): Manipulating devices