Uncategorized

January 14, 2016

SEC Charges Goldman Sachs With Improper Securities Lending Practices

January 14, 2016

SEC Charges State Street for Pay-to-Play Scheme

January 14, 2016

EBA to hold a public hearing on draft technical standards under the Interchange Fee Regulation

January 13, 2016

EBA publishes revised final draft technical standards and Guidelines on methodology and disclosure for global systemically important institutions

January 11, 2016

ESMA issues negative opinion on extending Greek short selling ban

January 11, 2016

SEC Announces 2016 Examination Priorities

January 8, 2016

SEC barres Cohen for supervisory failures of insider trading employee

January 8, 2016

FCA publishes Policy Development Update – Issue 29

January 7, 2016

ESMA cooperates with Canadian and Swiss regulators on CCPs under EMIR

January 5, 2016

ESMA assesses regulators' compliance with market maker exemption under SSR