Content

January 31, 2017

ESMA consults on future guidelines for portability between trade repositories

January 31, 2017

ESMA updates Q&As on MiFID II transparency and market structure topics

January 31, 2017

FCA fines Deutsche Bank £163 million for serious anti-money laundering controls failings

January 30, 2017

ESMA advocates common principles for setting up share classes in UCITS funds

January 27, 2017

ESMA publishes new Q&A on Alternative Performance Measures Guidelines

January 26, 2017

The Future of Compliance Jobs

January 26, 2017

AMF publishes a study on behaviour of high-frequency traders

January 18, 2017

US regulator reports on DLT and the Implications of Blockchain for the Securities Industry

January 16, 2017

ESMA issues briefing on transaction reporting requirements under MiFID II