Investment and Insurance Firm Compliance

June 26, 2019

A Final Countdown: The new Prospectus Regulation in a Nutshell

April 10, 2019

The Impact Of Equity Crowdfunding Regulations

January 28, 2019

Market Making, Leveraged Products and Investor Protection– Finance for Compliance Professionals

August 9, 2018

What Compliance Officers need to know about Coding and Algorithmic Trading

August 2, 2018

How to Make Better Investment Decisions or The Use of Behavioral Insights to Educate Investors

June 8, 2018

Dodd-Frank for Europeans – What it aimed to achieve, why it’s being reformed and the 5 biggest impacts of the rollbacks

February 2, 2018

Compliance fundamentals for Hedge Funds

October 23, 2017

Finance for Compliance Professionals: The 10 Biggest Investment Banks in the world

July 26, 2017

The opening bell for the regulatory clampdown on ICOs?

June 30, 2017

An analysis of the Top20 ICOs, trends and regulatory outlook