Enforcement

July 20, 2016

Global Head of FX Cash Trading arrested for front-running and charged with criminal fraud

July 15, 2016

FCA fines Non-Executive Director for insider dealing and improper disclosure

June 30, 2016

FCA updates penalties manual and enforcement guide for Market Abuse Regulation

June 13, 2016

Former equities trader sentenced for insider dealing to 2 years prison

May 24, 2016

Singapore regulator shuts down Swiss bank

May 19, 2016

The FCA bans former compliance officer

May 13, 2016

New HM Treasury office to help with financial sanctions compliance

May 13, 2016

FCA fines and bans financial adviser for insider dealing

May 3, 2016

PRA publishes April regulatory digest

April 22, 2016

FCA consults on enforcement of MAR