Enforcement

April 14, 2016

FCA publishes Decision Notice for former LIBOR trader

April 14, 2016

UK regulators publish proposals to enhance enforcement decision-making processes

March 31, 2016

The 7 Deadly Sins of Market Abuse (Part IV): Manipulating transactions

March 29, 2016

ESMA publishes report on EU accounting enforcement in 2015

March 15, 2016

Former equities trader pleads guilty to insider dealing

March 15, 2016

Australian bank must conduct independent compliance review following breaches and $4.5m penalty

March 11, 2016

Australian regulator imposes additional licence conditions on investment bank

March 8, 2016

SEC awards nearly $2 million to three whistleblowers

March 4, 2016

Australian regulator accuses bank of rate fixing

March 2, 2016

FCA bans trader following LIBOR fraud