Investor Protection

July 13, 2017

ESMA consults on certain aspects of the MiFID II suitability requirements

July 10, 2017

ESMA updates MiFID II/ MIFIR Investor Protection Q&A

June 6, 2017

ESMA updates MiFID II/ MIFIR Investor Protection Q&A

June 2, 2017

ESMA publishes final report on product governance guidelines to safeguard investors

February 9, 2017

ESMA publishes 2017 Supervisory Convergence Work Programme

February 9, 2017

In a nutshell: The new rules on Complaints Handling under MiFID 2

October 10, 2016

ESMA publishes new Q&A on investor protection under MiFID II

August 18, 2016

International regulator seeks to increase investor protection in case of investment fund termination

July 25, 2016

ESMA issues warning on sale of speculative products to retail investors

June 6, 2016

UK regulators to review crowdfunding for stronger consumer protection