Record Management

February 1, 2019

The State of MiFID II?

May 15, 2018

Do Banks Comply with MiFID II? – Insights from the German Regulator

August 8, 2017

ESMA updates its MiFID II guidelines on transaction reporting, order record keeping and clock synchronisation

April 21, 2017

Compliance in the Digital Age – Why turning back isn’t an option

March 31, 2017

FCA publishes near final rules on MiFID II and encourages firms to submit applications for MiFID II authorisation

October 10, 2016

ESMA publishes new Q&A on investor protection under MiFID II

October 10, 2016

ESMA provides guidance on transaction reporting, order record keeping and clock synchronisation under MiFID II

September 29, 2016

FCA publishes MiFID II consultation paper

April 7, 2016

ESMA publishes responses to MiFIR Consultation

December 23, 2015

ESMA publishes consultation paper on Transaction Reporting, Reference Data, Order Records and Clock Synchronisation